Kenneth Green has over 10 years experience providing Compliance and Risk advice to top tier financial services firms.  During this time, he has specialised in operational Compliance regulatory work, as well as operational risk and control matters.  Having specifically focused on conduct and client assets regulatory issues for over 6 years Kenneth has become one the market’s top tier client assets specialists and is often called upon to help formulate practical solutions and provide interpretations for some of the trickiest concepts and regulations to implement. 

Kenneth has a wealth of experience across a number of clients and has extensive knowledge of products; operational systems; settlement flows; risks; and associated processes and controls, particularly in relation to both collateral management and the application of the banking exemption.

Recent experience includes providing full end to end CASS reviews, firm-wide CASS training, acting as a specialist on Board and Steering Committees, designing end to end governance models, supporting firms as an in-house CASS subject matter expert – particularly during external audits, assisting with a remediation program, and designing Compliance Monitoring and Internal Audit frameworks.